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GlossaryRegulation & safety

Regulatory register

An official database showing a firm's status, permissions, contact details, history, and sometimes disciplinary records.

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Do not confuse

Common comparison error

Regulatory register at group-brand level does not prove permission for the domain, entity, product, country, client type, or Authorised firm.

Detailed explanation

How Regulatory register works in practice

01
Mechanics

An official register records entities and permissions, but a valid name match alone is insufficient. The domain, telephone, address, reference number, status, permitted activities, product, client type, and jurisdiction must match the account being offered.

02
Worked example

Open the register from the regulator's own website, not from a broker link. Compare the website footer and terms, record the date, and search warning lists for clone domains or unauthorized contacts using the same company name.

03
Decision rule

A company incorporation, certificate image, or unrelated financial permission does not establish authorization to offer binary options. Record the complaint and external dispute route tied to the exact entity.

Practical use

How to verify Regulatory register

Read Regulatory register together with Firm reference number, Authorised firm, Complaint reference number. The comparison must preserve the exact rule, value, state, and evidence described below.

A neutral example

Historical register data for Regulatory register shows a later restriction. The review uses the dated status applicable to the account instead of a current Firm reference number label alone. A reviewer labels the case Regulatory register only after showing that official status, permissions, contacts, history, restrictions, and warnings should match the service used.

Evidence path

Where to verify Regulatory register

Use the source that governs the exact contract, account, entity, or platform state. A general definition cannot replace current broker terms.

Official register and warning listMatch the exact legal entity, domain, reference number, permitted product, client type, jurisdiction, and complaint route.
Investor.gov binary options guidanceReview the SEC investor-education warning on binary-options fraud patterns.Open source